ABOUT THIS COURSE

DAS Audit Level 6 is designed for auditors who have recently transitioned to or are preparing to transition to a manager-level role. This program contains technical auditing topics including communicating findings and issues with the client, learning from recent inspection report trends, and data analytics. DAS Audit Level 6 also helps participants build leadership skills and influence, while more effectively managing their own time and energy.

LEARNING OBJECTIVES

  • Evaluate the completeness and quality of documentation in DAS, including evaluating results of substantive procedures, identifying uncorrected misstatements and control deficiencies, and connecting risk assessment, UEE, and planned audit response across the engagement.
  • Connect recent inspection report trends to professional experience and identify best practices in DAS.
  • Identify a personal leadership and management style for building client relationships, influencing across the organization, and managing team performance.

COURSE AGENDA

  • 1
    Find Your Focus in Level 6: Managing Your Team & Enhanced Professional Skepticism
  • 2
    The DAS Data Lifecycle: Where Data Lives and How It’s Used (AFD/RTD/Transaction Portal)
  • 3
    Best Practices in DAS to Avoid Common Inspection Findings
  • 4
    Managing Time and Energy
  • 5
    Project Management for Leading Audits
  • 6
    Evaluating Results of Substantive Audit Procedures in DAS
  • 7
    Uncorrected Misstatements (WUR-45) and Control Deficiencies (WUR-50)
  • 8
    Building the Next Generation of Client Relationships
  • 9
    The DAS Audit in Reverse: Connecting UEE, Risk Assessment, and Planned Audit Response
  • 10
    Leadership and Management: The Art of Finding Your Style
  • 11
    SAS 149: The Updated Risk-Based Approach in DAS

Course Prerequisite

20-20’s DAS Audit curriculum incorporates the use of the Dynamic Audit Solution (DAS).  All attendees must have an active subscription to DAS prior to and during the course.

20-20’s programs do not replace implementation training for DAS and should be attended after initial introduction to the tool.

COURSE INFORMATION

Delivery Methods Fields of Study
Group Live

Group Internet

 Auditing (8)

Professional Development (4)

Management Services (2)

Communications & Marketing (2)
CPE Credits Prerequisites
16 Credits 5+ years professional experience

Active subscription to the Dynamic Audit Solution (DAS)
Level Advance Preparation
Intermediate None
Register individuals and small groups in our open enrollment sessions of this course.
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